QC Analyst - Capital Markets KYC Refresh - Royal Bank of Canada
Job Summary
What is the opportunity?
To ensure that Know Your Client (KYC) due diligence information is refreshed and missing record keeping obtained through client outreach in accordance with global regulations and RBC policies including those that pertain to AML, and sanctions.
Job Description
What will you do?- Conduct quality control reviews (4 eye check) accurately and efficiently on KYC refresh cases on Capital Markets clients from jurisdictions around the world including Canada, US, UK, Germany, Spain, and APAC
- Be a subject matter expert on all things KYC refresh including KYC policy, due diligence searches, obtaining public documents and name screening,
- Participate in intra-day and/or after hours testing in support of system and process improvements.
- React flexibly to changing business needs and ensure that skill set can be transferred to other projects as and when required, this may include pivoting between refresh, outreach, QC and onboarding as required
- Minimum 2-4 years of recent or relevant KYC/AML experience with a financial institution, preferably in Capital Markets
- BA / BS or equivalent
- In-depth knowledge of local and global KYC/AML, Capital Markets industry, or taxation regulatory requirements (IIROC, OFSI, IRS, etc.)
- In-depth knowledge of Capital Markets products, trade systems and business lines.
- Knowledge of KYC/AML industry tools, portals, information sources, and vendor products.
- Ability to manipulate data (extract, analyze) and understand output
- Excellent verbal and written communication skills.
- Excellent computer skills, e.g. Excel, Word, etc. and knowledge of KYC system like GoldTier or Fenergo
- Knowledge of any of the following languages in additional to language: French, German, Spanish, Italian, Mandarin, or Cantonese are an asset
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Flexible work/life balance options
Job Skills
Active Learning, Adaptability, Business Appraisals, Critical Thinking, Customer Service, Decision Making, Effectiveness Measurement, Operational Delivery, Process Improvements
Additional Job Details
Address:
90 WESTERN PKY:BEDFORD
City:
BEDFORD
Country:
Canada
Work hours/week:
- 5
Employment Type:
Full time
Platform:
CAPITAL MARKETS
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2024-09-13
Application Deadline:
2024-10-04
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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