Chief Compliance Officer Jobs

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Chief Compliance Officer (CCO)

Confidential-Montréal-today

Chief Compliance Officer (CCO) About the Company Established financial institution Industry Financial Services Type Public Company Founded 1892 Employees 5001-10,000 Categories • Finance • Financial Services • Insurance • Savings & Investing...

Chief Compliance Officer (CIRO)

BJRC Recruiting-Mississauga-today

We are partnering with a growing Canadian wealth and investment platform seeking a Chief Compliance Officer (CCO) to join its executive leadership team. This is a highly visible leadership role within an entrepreneurial and evolving investment...

Chief Compliance Officer (CCO)

Confidential-Quebec City-today

Chief Compliance Officer (CIRO) - toronto

BJRC Recruiting-Toronto-today

Chief Compliance Officer (CCO), Post-Trade Services

Confidential-Toronto-today

Chief Compliance Officer (CCO), Post-Trade Services About the Company Globally recognized financial services group Industry Financial Services Type Public Company Founded 2008 Employees 1001-5000 Categories • Financial Services • None...

Vice President - Canada Deputy Chief Compliance Officer

JPMorganChase-Toronto-today

Job Description Compliance, Vice President – JPMorgan Asset Management (Canada) Inc. (“JPMAMC”) Deputy Chief Compliance Officer (Canada) Bring your expertise to JPMorgan Asset Management. As part of Risk Management and Compliance, you...

Chief AML & Compliance Officer — FinTech Growth & Equity

Venn-Toronto-2 days ago

A leading fintech company in Toronto is seeking an experienced compliance professional to develop and monitor internal policies and ensure adherence to regulations. This role requires over 6 years of experience in compliance and a strong...

Chief Compliance Officer (CIRO)

BJRC Recruiting-Toronto-yesterday

Corporate Compliance, Chief Compliance Officer, Chief Privacy Officer and Complaints Officer (C[...]

STATE STREET CORPORATION-Toronto-today

entities. As Chief Compliance Officer (CCO) for State Street Trust Company Canada and State Street Bank and Trust Company Canada Branch, the role is responsible for leading the Regulatory Compliance Management (RCM) framework and ensuring compliance...

Chief Compliance Officer (CCO)

Designed Wealth Management-Toronto-appcast.io-today

their voices and ideas to continue to design who we are. We are incredibly ambitious as an organization and seek people who are excited to commit to this opportunity. ABOUT THE ROLE We are looking for a Chief Compliance Officer (CCO) to lead and strengthen...

Chief Compliance Officer

iA Financial Group-Quebec City-today

Instrument 31-103. The incumbent also maintains a functional relationship with the Chief Compliance Officer of iA Financial Group to ensure alignment of compliance priorities and practices, as well as direct access for advice and escalation as required. What...

Respectful Workplace Leader & Ethics Investigator

Manitoba Hydro-Winnipeg-today

to the Chief Ethics & Compliance Officer. The position requires a four-year degree with five years of related experience, strong investigations skills, and knowledge of Human Rights law, with the ability to manage multiple projects in a unionized...

Investment Compliance Manager (Toronto)

Pinnacleinvestment-Toronto-2 days ago

Risk & Compliance team. Lead by the Chief Risk & Compliance Officer, Pinnacle’s Risk & Compliance team is responsible for the delivery and continual improvement of the governance, risk & compliance (GRC) framework across the Group, including...

Associate Director, Compliance

Royal Bank of Canada-Toronto-rbc.com-1 week ago

of interest and other subject areas as may be designated by the Director, Compliance or Chief Compliance Officer • Support the team’s execution of second line of defense Regulatory Compliance Management (RCM) activities including monitoring, testing...

Senior Membership Intake Examiner, TCC

CIRO / OCRI-Toronto-yesterday

Partners, Directors and Senior Officers Course, and Chief Compliance Officers Qualifying Exam What we offer: • Competitive base salary in alignment with market • Performance based bonus • Hybrid work environment • Employer paid Health Benefits...