Chief Compliance Officer Jobs
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LHH Knightsbridge-Mississauga
Interim Chief Compliance Officer
Reports to: Chief Risk & Legal Officer
Duration: 3 Months
Location: Mississauga, Ontario
Hybrid
Our client a well established name in financial sector is looking for Interim Chief Compliance Officer. This role...
OTT Financial Group-Toronto
Join to apply for the Chief Compliance Officer role at OTT Financial Group
OTT Pay Inc. is an established, fully funded fintech company focused on delivering streamlined financial payment solutions. With a strategic focus on both acquiring...
Natixis Corporate & Investment Banking-Montréal
training to Natixis staff in Canada on new regulatory developments and internal policy requirements.
• Actively participate in the Quarterly Canada Branch Oversight Committee.
• Prepare the Annual Canada Branch Chief Compliance Officer Opinion.
• Deliver...
Alterna-Toronto
The VP & Chief Compliance Officer ("CCO") is accountable for the design, implementation and operation of the organization's Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and support...
Zurich 56 Company Ltd-Toronto
is currently looking for a Senior Compliance Officer to join our Compliance team.
Reporting to the Chief Compliance Officer, Canada, you will assist the first line management in promoting an ethics-based culture and deliver practical solutions as well...
appcast.io -
AGF-Toronto
policies and procedures where possible.
Reporting to the Global Head of Compliance and Chief Compliance Officer, the successful candidate will serve as the Chief Compliance Officer for AGF’s SEC-registered entity and be responsible for the US compliance...
Rochford Recherche de Cadres | Executive Search-Montréal
and regulations relating to the distribution of financial products and services;
• Meets the requirements for registration as Chief Compliance Officer or is willing to complete the necessary requirements;
• Has an excellent understanding of the operating process...
Habib Canadian Bank-Mississauga
Position: Senior Officer-Compliance
Reporting to: Chief Compliance Officer (CCO)
Employment Type: Full-time – Permanent
Location: Mississauga, Ontario (on-site)
Habib Canadian Bank (HCB), a wholly owned subsidiary of Habib Bank AG Zurich, began...
Habib Canadian Bank-Mississauga
Position: Senior Officer-Compliance
Reporting to: Chief Compliance Officer (CCO)
Employment Type: Full-time – Permanent
Location: Mississauga, Ontario (on-site)
Habib Canadian Bank (HCB), a wholly owned subsidiary of Habib Bank AG Zurich, began...
Peakhill Capital-St. Thomas
in ground up and value-add projects in Canada and the United States.
We are seeking a self-motivated, entrepreneurial and dynamic General Counsel / Chief Compliance Officer to join our executive team. This is a new, dual role. The GC / CCO...
BET99-London
BET99 team! We’re a fast-paced company and are looking for individuals who live and breathe our core values: challenging the status quo, trust, transparency, integrity, and collaboration.
Reporting to the Chief Compliance Officer, the successful...
Loop Financial-Toronto
as the Chief Privacy Officer (“CPO”), Chief Anti-Money Laundering Officer (“CAMLO”) and Chief Compliance Officer (“CCO”) for Loop and our regulated subsidiaries. You will be expected to obtain and maintain any necessary requirements to maintain these positions...
Royal Bank of Canada-Toronto
and procedures. This will include responding to routine and complex inquiries, coordinating discussions with cross-segment teams, and recognizing escalation points where necessary.
• Support Chief Compliance Officers, Directors and Associate Directors...
rbc.com -
Accenture-Toronto
of an organization’s total enterprise reinvention. We are: Finance Risk Compliance (FRC), and we give Chief Risk Officers, Chief Compliance Officers, Chief Control Officers, CFOs and their execs the sounding board they need.
We’ve got the deep...
jobillico.com -
Accenture-Toronto
of an organization’s total enterprise reinvention. We are: Finance Risk Compliance (FRC), and we give Chief Risk Officers, Chief Compliance Officers, Chief Control Officers, CFOs and their execs the sounding board they need.
We’ve got the deep...
jobillico.com -
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