Chief Compliance Officer Jobs
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Search Results - Chief Compliance Officer Jobs
Collins Recruitment Group-Toronto-
Drive compliance leadership at a top Canadian investment firm as Chief Compliance Officer in Toronto. Oversee compliance frameworks and ensure adherence to regulations in this pivotal in-office role.
This role reports to the Chief Operating Officer...
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Confidential-Toronto-
Chief Compliance Officer (CCO)
About the Company
Innovative financial services company
Industry
Financial Services
Type
Privately Held, VC-backed
Founded
1999
Employees
1001-5000
Categories
• Financial Services
• Investment Banking...
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Manulife-Burlington-
Lead compliance initiatives at Manulife as Chief Compliance Officer, ensuring adherence to CIRO regulations. This hybrid position requires strategic leadership and extensive knowledge of securities compliance.
As Chief Compliance Officer...
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JPMorgan Chase & Co.-Toronto-appcast.io-
Join JPMorgan Asset Management as the Deputy Chief Compliance Officer in Canada, leading compliance initiatives in a dynamic environment. Your expertise will facilitate robust risk management and ensure regulatory adherence.
In this Vice President...
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Designed Wealth Management-Toronto-
Lead compliance at Designed Securities Ltd., an independent investment dealer. We are seeking a Chief Compliance Officer to foster a robust compliance culture and build trusted relationships.
As Chief Compliance Officer (CCO), you will oversee...
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JPMorgan Chase & Co.-Toronto-appcast.io-
Compliance, Vice President – JPMorgan Asset Management (Canada) Inc. (“JPMAMC”)
Deputy Chief Compliance Officer (Canada)
Bring your expertise to JPMorgan Asset Management. As part of Risk Management and Compliance, you are at the center of keeping...
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BJRC Recruiting-Toronto-
Lead compliance as the Chief Compliance Officer for a growing Canadian wealth and investment platform. Drive adherence to CIRO and securities regulations within an entrepreneurial executive team.
This executive role is crucial for developing...
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Confidential-Toronto-
Chief Compliance Officer (CCO), Post-Trade Services
About the Company
Globally recognized financial services group
Industry
Financial Services
Type
Public Company
Founded
2008
Employees
1001-5000
Categories
• Financial Services
• None...
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Collins Recruitment Group-Toronto-
On behalf of a highly respected, independent Canadian investment management and multi-family office firm, we are seeking an experienced Chief Compliance Officer (CCO) to lead and oversee the firm's compliance function.
This organization...
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Manulife Financial-Burlington-appcast.io-
We are seeking an experienced and strategic Chief Compliance Officer (CCO) to lead our compliance initiatives for our CIRO-regulated dealer operations. The CCO will ensure that our firm adheres to all regulatory requirements set forth...
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Newport Williams-Vaughan-
/contractual legal work — ideal for a lawyer looking to broaden their skillset while gaining direct exposure to senior leadership.
The Role
Reporting directly to the General Counsel & Chief Compliance Officer, you'll work across compliance program oversight...
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Alteo Inc.-Montréal-
Step into a pivotal role as the Chief Information Security, Risk and Compliance Officer at Alteo in Montreal. Drive the organization's IT risk and compliance strategy to enhance security measures and support operational continuity...
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Scotiabank-Vancouver-
Hub, Digital Courier
Escalating fraudulent activities, unusual occurrences, issues/deficiencies/trends to your direct supervisor and/or Team Lead and/or AML and/or Branch Compliance Officer (BCO) and/or Chief Compliance Officers and/or applicable...
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TopHat HR-Toronto-
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Senior Director, Legal - Commercial Banking
VP, Chief Compliance Officer & Associate General Counsel
Senior Legal Counsel Alternatives, Global Asset Management...
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TopHat HR-London-
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Sign in to set job alerts for “Corporate Legal Counsel” roles.
Senior Director, Legal - Commercial Banking
VP, Chief Compliance Officer & Associate General Counsel
Senior Legal Counsel Alternatives, Global Asset Management...
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