Chief Compliance Officer Jobs
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Search Results - Chief Compliance Officer Jobs
Bellwether Investment Management Inc.-Oakville-appcast.io-
Reporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program...
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beBeeCompliance-Toronto-
Job Overview
The Assistant Chief Compliance Officer will report directly to the Chief Compliance Officer and assume greater responsibility over time with the goal of transitioning into the Chief Compliance Officer position.
This individual...
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Empire Life-Toronto-
Assistant Chief Compliance Officer- Empire Life Investments Inc.
Location: Toronto, ON
The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned...
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Pine-Toronto-
The Opportunity
As a Compliance Officer at Pine, you'll be a critical part of our Compliance team - supporting regulatory adherence across mortgage operations, employee conduct, and product design. Reporting directly to the Chief Compliance Officer, you'll help...
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P2P-Canada-appcast.io-
An established industry player is seeking a Chief Compliance Officer to lead compliance efforts in Canada. This pivotal role demands a seasoned leader with over 8 years of experience in compliance, particularly in Canadian Securities and Financial...
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Phantom Compliance-Calgary-
to executing and maintaining a high-performing compliance program under the direction of the Chief Operating Officer (COO), in close collaboration with the Chief Compliance Officer (CCO).
It involves hands-on support across audits , client engagement, policy...
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beBeeContract-Toronto-
Contract Assurance Professional
This role is pivotal in guaranteeing adherence to compliance, accountability, and performance of commercial contracts, particularly in post-award activities.
• Ensure effective governance and assurance across all...
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Pine-Toronto-
The Opportunity
As a Compliance Officer at Pine, you’ll be a critical part of our Compliance team - supporting regulatory adherence across mortgage operations, employee conduct, and product design. Reporting directly to the Chief Compliance Officer, you'll help...
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beBeeCompliance-Toronto-
collaboration, and meaningful work.
The Opportunity
You'll support regulatory adherence across mortgage operations, employee conduct, and product design, reporting directly to the Chief Compliance Officer.
This role offers hands-on experience in a startup...
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Moomoo Inc.-Toronto-appcast.io-
A leading fintech company in Toronto is seeking a Senior Compliance Officer to oversee compliance operations across securities and emerging asset classes. This role involves supporting the Chief Compliance Officer, managing AML/ATF operations...
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beBeeCompliance-Toronto-
Compliance Officer Role
The Compliance Officer supports the organization's compliance and risk management efforts by providing analytical and reporting services across various areas, including corporate and partner sales.
• Compliance and Risk...
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Empire Life-London-
and a dotted-line relationship with the Chief Compliance Officer as required for the BUCO role and/or other duties as appropriate.
Why pursue this opportunity
The role - this is a new position and your chance to join a growing team, while being provided...
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Empire Life-Ottawa-
and a dotted-line relationship with the Chief Compliance Officer as required for the BUCO role and/or other duties as appropriate.
Why pursue this opportunity
The role - this is a new position and your chance to join a growing team, while being provided...
Read more
Empire Life-Toronto-
and a dotted-line relationship with the Chief Compliance Officer as required for the BUCO role and/or other duties as appropriate.
Why pursue this opportunity
The role - this is a new position and your chance to join a growing team, while being provided...
Read more
Empire Life-Toronto-
and a dotted-line relationship with the Chief Compliance Officer as required for the BUCO role and/or other duties as appropriate.
Why pursue this opportunity
The role - this is a new position and your chance to join a growing team, while being provided...
Read more
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