Chief Compliance Officer Jobs
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BJRC Recruiting-Vancouver
Chief Compliance Officer
Our Client
• A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies.
Responsibilities
• Lead compliance efforts for CIRO-registered broker-dealer...
AGF Investments-Toronto
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2 months ago Be among the first 25 applicants
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Natixis Corporate & Investment Banking-Montréal
training to Natixis staff in Canada on new regulatory developments and internal policy requirements.
• Actively participate in the Quarterly Canada Branch Oversight Committee.
• Prepare the Annual Canada Branch Chief Compliance Officer Opinion.
• Deliver...
QV Investors Inc.-Calgary
as needed. The Chief Compliance Officer reports to the Chief Executive Officer/Ultimate Designated Person.
WHO WE ARE
QV Investors is an employee owned, discretionary investment management firm managing portfolios on behalf of institutional and private...
Natixis Corporate & Investment Banking-Montréal
of the General Compliance Risk Assessment.
Provide training to Natixis staff in Canada on new regulatory developments and internal policy requirements.
Prepare the Annual Canada Branch Chief Compliance Officer Opinion.
Assist in implementing second-level testing...
Manulife-Toronto
Reports To: Asia Chief Compliance Officer, with a matrix reporting line to the Global Chief Anti-Money Laundering Officer. On an interim basis there will be a matrix reporting relationship to the Asia Chief Risk Officer.
This position has extensive...
Portland Investment Counsel Inc.-Burlington
Scope
The Senior Compliance Officer is responsible for supervising and assisting in the compliance activities of Portland’s investment funds, managed accounts and exempt market dealer business segments under the supervision of the Chief Compliance...
BJRC Recruiting-Vancouver
Chief Compliance Officer
Our Client
~ A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies.
Responsibilities
Lead compliance efforts for CIRO-registered broker-dealer...
Portland Investment Counsel Inc.-Burlington
Scope
The Senior Compliance Officer is responsible for supervising and assisting in the compliance activities of Portland’s investment funds, managed accounts and exempt market dealer business segments under the supervision of the Chief Compliance...
BJRC Recruiting-Vancouver
Chief Compliance Officer Our Client ~ A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies. Responsibilities Lead compliance efforts for CIRO-registered broker-dealer...
Kraken-Toronto
of crypto!
Proof of work The team Kraken seeks an experienced Chief Compliance Officer (CCO) , based remote in Canada , to oversee all compliance related functions for its Canadian operations. Reporting to executive leadership and working closely...
BJRC Recruiting-Vancouver
Chief Compliance Officer Our Client ~ A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies. Responsibilities Lead compliance efforts for CIRO-registered broker-dealer...
Auspice Capital Advisors-Calgary
2 days ago Be among the first 25 applicants
Auspice is actively seeking an experienced Chief Compliance Officer with specialized expertise in managing compliance within the realm of hedge funds, public mutual funds, and liquid alternatives in Canada...
BJRC Recruiting-Vancouver
Chief Compliance Officer Our Client ~ A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies. Responsibilities Lead compliance efforts for CIRO-registered broker-dealer...
PWL Capital Inc-Montréal
an engaging and fast-paced environment. The successful candidate will support the Compliance Team and will report to the Chief Compliance Officer. The Compliance Officer will be responsible for implementing and administering all aspects of the compliance...
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