Chief Compliance Officer Jobs in Toronto
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Search Results - Chief Compliance Officer Jobs in Toronto
AlpacaJapan Co., Ltd-Toronto
Your Role:
We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to play a foundational role in the creation and registration of a new CIRO Dealer Member acting as a registered introducing/carrying broker.
This position...
Bank of America-Toronto
with expertise developing and/or implementing compliance or other risk management programs, with at least 3 years in a compliance or supervisory capacity.
• Successful completion of the Partners, Directors and Senior Officers Course and Chief Compliance Officers...
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Sun Life Financial-Toronto
a difference in the lives of individuals, families and communities around the world.
Job Description:
Sun Life is seeking a strategic individual to act as Chief Compliance Officer (CCO) for its Mutual Fund and Investment Dealers. Each are distinct legal...
Zurich 56 Company Ltd-Toronto
is currently looking for a Senior Compliance Officer to join our Compliance team.
Reporting to the Chief Compliance Officer, Canada, you will assist the first line management in promoting an ethics-based culture and deliver practical solutions as well...
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OTT Financial Group-Toronto
Join to apply for the Chief Compliance Officer role at OTT Financial Group
OTT Pay Inc. is an established, fully funded fintech company focused on delivering streamlined financial payment solutions. With a strategic focus on both acquiring...
CanDeal-Toronto
Reporting to the Chief Compliance Officer, the Compliance & Risk Associate will play a key role in supporting compliance and risk functions across CanDeal’s business, including the electronic marketplace, data and analytics and the benchmark administration...
Alterna-Toronto
The VP & Chief Compliance Officer ("CCO") is accountable for the design, implementation and operation of the organization's Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and support...
Capital One-Toronto
year—and much more—you’ll discover that Capital One is committed to helping you live your best life.
A day in the life of a Capital One Senior Manager, Privacy Compliance.
Responsibilities:
• Working with the Chief Privacy Officer, the Senior Manager...
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Community Trust Company-Toronto
to contribute to community causes
Work with diverse team members in an inclusive and collaborative environment
We’re looking for our next Chief Compliance Officer (CCO). Could it be you?
In line with Questrade’s mission to ensure Canadians can take more control...
Royal Bank of Canada-Toronto
and procedures. This will include responding to routine and complex inquiries, coordinating discussions with cross-segment teams, and recognizing escalation points where necessary.
• Support Chief Compliance Officers, Directors and Associate Directors...
rbc.com -
Rogers Communications, Inc.-Toronto
this opportunity to make a meaningful impact with Rogers Bank.
Who we're looking for:
Reporting to the Chief Compliance Officer, this position advises the business on regulatory compliance Bank Act-related obligations for all day-to-day implementations of new...
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Accenture-Toronto
of an organization’s total enterprise reinvention. We are: Finance Risk Compliance (FRC), and we give Chief Risk Officers, Chief Compliance Officers, Chief Control Officers, CFOs and their execs the sounding board they need.
We’ve got the deep...
jobillico.com -
AGF-Toronto
policies and procedures where possible.
Reporting to the Global Head of Compliance and Chief Compliance Officer, the successful candidate will serve as the Chief Compliance Officer for AGF’s SEC-registered entity and be responsible for the US compliance...
Accenture-Toronto
of an organization’s total enterprise reinvention. We are: Finance Risk Compliance (FRC), and we give Chief Risk Officers, Chief Compliance Officers, Chief Control Officers, CFOs and their execs the sounding board they need.
We’ve got the deep...
jobillico.com -
TD Bank-Toronto
across TDBG, working closely with the Chief Compliance Officer and partnering with Enterprise Risk Management, Regulatory Relations, Legal and other 2LOD functions to meet overall compliance strategic objectives.
The Global Compliance Department sets...
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