Chief Compliance Officer Jobs in Ontario
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Search Results - Chief Compliance Officer Jobs in Ontario
AGF Investments-Toronto
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Portland Investment Counsel Inc.-Burlington
Scope
The Senior Compliance Officer is responsible for supervising and assisting in the compliance activities of Portland’s investment funds, managed accounts and exempt market dealer business segments under the supervision of the Chief Compliance...
Kraken-Toronto
of crypto!
Proof of work The team Kraken seeks an experienced Chief Compliance Officer (CCO) , based remote in Canada , to oversee all compliance related functions for its Canadian operations. Reporting to executive leadership and working closely...
Portland Investment Counsel Inc.-Burlington
Scope
The Senior Compliance Officer is responsible for supervising and assisting in the compliance activities of Portland’s investment funds, managed accounts and exempt market dealer business segments under the supervision of the Chief Compliance...
Manulife-Toronto
Reports To: Asia Chief Compliance Officer, with a matrix reporting line to the Global Chief Anti-Money Laundering Officer. On an interim basis there will be a matrix reporting relationship to the Asia Chief Risk Officer.
This position has extensive...
Renu Contracting & Restoration-Ottawa
and Service Excellence, this role is pivotal in overseeing compliance and privacy activities across the organization, serving as the organization’s Chief Privacy Officer.
This is a full-time permanent role and bilingual proficiency in English and French...
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AlpacaJapan Co., Ltd-Toronto
Your Role:
We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to play a foundational role in the creation and registration of a new CIRO Dealer Member acting as a registered introducing/carrying broker.
This position...
Capital One Canada-Toronto
year—and much more—you’ll discover that Capital One is committed to helping you live your best life.
A day in the life of a Capital One Senior Manager, Privacy Compliance.
Responsibilities:
1. Working with the Chief Privacy Officer, the Senior...
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Community Trust Company-Toronto
to contribute to community causes
Work with diverse team members in an inclusive and collaborative environment
We’re looking for our next Chief Compliance Officer (CCO). Could it be you?
In line with Questrade’s mission to ensure Canadians can take more control...
Loop Financial-Toronto
as the Chief Privacy Officer (“CPO”), Chief Anti-Money Laundering Officer (“CAMLO”) and Chief Compliance Officer (“CCO”) for Loop and our regulated subsidiaries. You will be expected to obtain and maintain any necessary requirements to maintain these positions...
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Financeit-Toronto
Information Technology, other control functions, and regulators.
This position will report to the Chief Compliance Officer.
What you’ll do:
• Implementing and monitoring a comprehensive enterprise-wide information security risk management program
• Establishing...
workable.com -
Bank of Montreal-Toronto
to the Chief Compliance Officer (CCO) and the Ultimate Designated Person (UDP) on violations and trading volumes
Gifts & Entertainment (G&E) Monitoring:
• Leveraging information in the BMO Enterprise tool, review logged G&E to confirm compliance with limits...
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Financeit-Toronto
Legal and Compliance, Operations, Information Technology, other control functions, and regulators. This position will report to the Chief Compliance Officer.
What you'll do: Implementing and monitoring a comprehensive enterprise-wide information security...
Franklin Templeton-Toronto
to ensure they meet regulatory standards as outlined in the policy manual
Review and approve all Know Your Client updates according to policy manual standards
Report any regulatory issues to Senior Management and the Chief Compliance Officer
Conduct ongoing...
Accenture-Toronto
of enterprise reinvention.
We are:
Finance Risk Compliance (FRC) , providing Chief Risk Officers, Chief Compliance Officers, Chief Control Officers, CFOs, and their executives with the insights they need.
We possess deep industry experience, functional insights...
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