Chief Compliance Officer Jobs in Ontario
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Search Results - Chief Compliance Officer Jobs in Ontario
Peakhill Capital-Toronto
in ground up and value-add projects in Canada and the United States.
We are seeking a self-motivated, entrepreneurial and dynamic General Counsel/Chief Compliance Officer to join our executive team. This is a new, dual role. The GC/CCO will be responsible...
AGF-Toronto
policies and procedures where possible.
Reporting to the Global Head of Compliance and Chief Compliance Officer, the successful candidate will serve as the Chief Compliance Officer for AGF’s SEC-registered entity and be responsible for the US compliance...
Peakhill Capital-Toronto
in ground up and value-add projects in Canada and the United States.
We are seeking a self-motivated, entrepreneurial and dynamic General Counsel/Chief Compliance Officer to join our executive team. This is a new, dual role. The GC/CCO will be responsible...
Marsh & McLennan Companies-Toronto
at least three days a week in the office.
As the Chief Compliance Officer of Marsh and Mercer Canada, you will act as a compliance resource for colleagues, including providing guidance with respect to adherence to Corporate Policies, applicable federal...
Alpaca-Toronto
Your Role:
We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to play a foundational role in the creation and registration of a new CIRO Dealer Member acting as a registered introducing/carrying broker.
This position...
appcast.io -
Marsh & McLennan Companies-Toronto
This role will involve working closely with data owners, business units, and IT teams to ensure that data is properly managed, classified, and maintained. The Data Steward will also implement data policies, standards, and procedures to ensure compliance...
The Mason Group Inc-Toronto
products, including OTC offerings such as Contracts for Difference (CFDs), share dealing, and futures. With regulated operations across the U.S., Europe, and APAC, the Group serves millions of customers worldwide.Reporting directly to the Chief Compliance...
BJRC Recruiting-Toronto
Chief Compliance Officer (CCO) - Remote
We are working with an independent financial organization providing comprehensive financial services across differing sectors and geographies.
Location
The role is remote with the candidate being based...
CST Savings-Toronto
Position: Senior Manager, Enterprise Risk Management Program
Company: CST Savings
Industry: Financial Services
Reports to: Chief Risk and Compliance Officer
Location: Flexible Work Location Arrangements Available
Application Deadline: February...
The Leadership Agency-London
Risk Management : Serve as Deputy Chief Compliance Officer, ensuring adherence to FINTRAC regulations and compliance training.
Identify and mitigate risks, including supply chain and market volatility.
Technology & Innovation : Oversee the adoption...
AppleOne Employment Services-Toronto
operations comply with regulatory standards (e.g., FINTRAC).
• Pursue new business opportunities aligned with long-term goals.
4. Compliance & Risk Management:
• Serve as Deputy Chief Compliance Officer, ensuring adherence to FINTRAC regulations...
TD-Toronto
are followed, and delivering all projects on strategy, on time, on budget and error free.
Own townhall logistics and compliance communication strategy for the Global Chief Compliance Officer.
Evaluate the impact of communications on the achievement...
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