Compliance Officer Jobs in Ontario
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Search Results - Compliance Officer Jobs in Ontario
Scotiabank-Toronto
Title: Compliance Officer, Governance & Strategy - Global Compliance Trade Surveillance
Requisition ID: 210731
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Purpose
The objective...
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2 similar jobs: London, Ottawa
Ignite Talent Solutions-Markham
will report to the Chief Compliance Officer, CAMLO, head of the Legal Department. You will be tasked with:
Reviewing contracts and agreements, including providing legal advice on legal and regulatory matters.
Managing external counsel relationships...
CI Financial Company-London
on innovative products and projects, and where employees are supported and engaged in doing so.
JOB OVERVIEW
We are currently seeking a Compliance Officer to join our Compliance team. In this role, the successful candidate is expected to assist...
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Cowan Insurance Group-Prescott
Compliance Officer
Management of the Whistle blower Channel
Annual Business Risk Assessment Process and ongoing reporting
Licensing process
E & O Reporting and Management
Best practice on Data security, including SOC II and Privacy, and adherence...
Travel Industry Council of Ontario-Mississauga
week and offsite from home for the remainder of the week. TICO’s typical working hours are 8:30 a.m. to 4:30 p.m., though this role is flexible.
Job Purpose
A Compliance Officer provides information, guidance and advice to stakeholders pertaining...
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Aviso Wealth-Toronto
about what Aviso has to offer at www.aviso.ca.
The Opportunity:
We’re looking for a Director, Chief Compliance Officer, NEI to join our Asset Management team.
Reporting to the VP, Chief Compliance Officer, Aviso the Director, Chief Compliance Officer...
workable.com -
Sun Life Financial-Toronto
Description:
Reporting into the Vice President, Head of Regulatory Office, you will primarily be responsible for preparing quarterly, annual, and ad hoc Committee and Board reporting on behalf of the Enterprise Chief Compliance Officer (CCO) and leading...
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Thunder Bay
Compliance Officer) where court action results, or where appropriate and required.
2. Assists MLEO IV Coach Officers in licensing and/or property standards occurrences, without issuing section 15.1 orders as a Property Standards Officer, under the Building...
icims.com -
Michael Page-Toronto
on time, within scope, and within budget.
• Stakeholder Engagement: Collaborate with internal stakeholders, including risk analysts, compliance officers, and IT teams, to gather requirements and ensure alignment with business objectives.
• Process...
michaelpage.ca -
Cititec Talent Limited-Toronto
to improve the efficiency and effectiveness of compliance reporting processes
• Collaborate closely with the Chief Compliance Officer (CCO) and a team of analysts to ensure timely and accurate regulatory submissions
• Oversee data feeds from trading platforms...
jobserve.com -
OTT Financial Group-Toronto
opportunity to join an organization committed to transforming financial solutions.
We are looking for a Manager, Merchant Risk to support our business growth in Toronto. The Manager, Merchant Risk will be reporting to the Chief Compliance Officer. As Manager...
surfingwave.app -
Ignite Talent Solutions-Markham
will report to the Chief Compliance Officer, CAMLO, head of the Legal Department. You will be tasked with:
1. Reviewing contracts and agreements, including providing legal advice on legal and regulatory matters.
2. Managing external counsel relationships.
3. ..
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Royal Bank of Canada-Toronto
from surveillance, monitoring and testing to business “risk owners” and regional Chief Compliance Officers; includes regular quarterly reporting and input into the annual Global Control Room report
• Advise Research, Investment Banking and various...
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Equitable Group-Ottawa
skills with respect to AML/ATF risk and related documentation are required as the incumbent will be responsible for preparing and recommending risk mitigation actions to the Business Unit Compliance Officer and/or the Compliance Department.
#LI-Hybrid...
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1 similar jobs: Toronto
Employment and Social Development Canada-Ottawa
Management Operations Branch has various positions that include three (3) different streams. Each stream has different titles including multiple responsibilities.
1. Analyst & Compliance Officer—Passenger Protect Program Operations Centre
• Conduct research...
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