Compliance Officer Jobs in Ontario
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Search Results - Compliance Officer Jobs in Ontario
MercorToronto
Compliance Officer needed to create and solve tasks for AI research labs, working independently and remotely with excellent written communication skills....
TD Bank GroupTorontoappcast.io
TD Bank Group in Toronto, Ontario, seeks an AVP and Chief Compliance Officer to lead Canadian Banking Compliance and conduct risk programs, providing independent oversight, regulatory guidance, and oversight across the business.
You will influence...
Harbourfront Wealth ManagementToronto
Chief Compliance Officer needed to oversee regulatory compliance and integrity for a wealth management firm. Responsibilities include monitoring regulations, reviewing documents, and training....
JPMorgan Chase & Co.Torontoappcast.io
Leverage your expertise as Vice President, Compliance Officer at JPMorganChase in Toronto, focusing on regulatory compliance in the Canadian derivatives market. Join a team dedicated to ensuring adherence to OTC and F&O legislation.
In this role...
Specialized Talent Acquisition FirmToronto
Seeking a BSA Compliance Officer in Ontario, CA, to support the BSA Compliance Manager, handle OFAC Monitoring, and ensure AML/CFT compliance, requiring at least two years of regulatory experience and a Bachelor's Degree....
ALSTOM GruppeTorontoappcast.io
Elevate your career as an Ethics and Compliance Officer with Alstom in Toronto, ON. This strategic role plays a vital part in maintaining integrity across North America's diverse operations.
At Alstom, we seek an experienced professional...
LeqamelMission · Remote
a meaningful impact in the community. Leq'á:mel First Nation is seeking a **Development & Compliance Officer** to support land development, permitting, inspections, compliance, administration, and public education.
Reporting to the Lands Manager, you...
The Symicor GroupToronto
Seeking a BSA Compliance Officer to support the BSA Compliance Manager in fulfilling the Bank’s BSA/AML/OFAC compliance program requirements. Requires knowledge of federal regulations and ability to manage compliance risk....
BJRC RecruitingOttawa
REF #1495
Our Client
Is an independent asset management firm headquartered in Montreal, specializing in traditional and alternative investment strategies.
Responsibilities
• Support the day-to-day administration of the compliance function...
A leading reinsurance companyToronto
A leading reinsurance company located in Toronto is seeking an experienced Compliance Officer to join its Global Compliance team. The role includes providing regulatory compliance guidance, conducting compliance assessments, and representing...
ObjectwayTorontoappcast.io
Registration Requirements, Exemptions and Ongoing Registrant Obligations, applicable provincial securities legislation, and guidance issued by the Canadian Securities Administrators (CSA).
The CCO serves as the firm’s designated compliance officer and works...
City of Kawartha LakeKawartha Lakes
with coordinating contracts relating to waste management
• Manage and review data related to landfill operations and diversion programs
• Assist with preparing tendering specifications for capital contracts
• Liaise with the Regulatory Compliance Officer...
Morgan StanleyTorontoappcast.io
We're seeking someone to join our team as a Chief Compliance Officer - Canada in Wealth Management to assist the CIRO regulated Wealth Management business and the Canada-based Morgan Stanley at Work business in managing regulatory risks...
CIRO / OCRIToronto
of experience as a Trade Desk Compliance Officer or equivalent.
• Comprehensive understanding of the equity and fixed income transaction process, trading and back-office systems
• Previous experience on a Canadian equity buy-side or sell-side trading desk...
Nutrition InternationalOttawaworkable.com
financial management.
• Contribute to documentation and continuous improvement of financial and compliance workflows, tools, and templates.
• Direct supervision of Grant Finance and Compliance Senior Officers and Grant Finance and Compliance...
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