Compliance Officer Jobs
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ScotiabankTorontoappcast.io
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Title: Senior Compliance Officer, Employee Trading Compliance
Requisition ID: 242521
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture...
moomooMoncton
As we continue to scale, we are seeking to expand our team with a dynamic Senior Compliance Officer.
About the Role
We are seeking an experienced and hands-on Senior Compliance Officer to join our growing Compliance team. Reporting to the Chief...
Bellwether Investment Management Inc.Oakvilleappcast.io
Reporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program...
moomooSaint John
As we continue to scale, we are seeking to expand our team with a dynamic Senior Compliance Officer.
About the Role
We are seeking an experienced and hands-on Senior Compliance Officer to join our growing Compliance team. Reporting to the Chief...
Empire LifeToronto
Assistant Chief Compliance Officer- Empire Life Investments Inc.
Location: Toronto, ON
The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned...
moomooFredericton
As we continue to scale, we are seeking to expand our team with a dynamic Senior Compliance Officer.
About the Role
We are seeking an experienced and hands-on Senior Compliance Officer to join our growing Compliance team. Reporting to the Chief...
Raymond James FinancialMontréalappcast.io
Job Description - Compliance Officer (2500731)
Compliance Officer - 2500731
At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together.
Raymond James Ltd. is Canada’s leading independent investment dealers...
C>orontojobbank.gc.ca
Responsibilities
Tasks
• Supervise staff
• Analyze clients' financial records
• Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
• Investigate possible unethical conduct...
P2PCanadaappcast.io
An established industry player is seeking a Chief Compliance Officer to lead compliance efforts in Canada. This pivotal role demands a seasoned leader with over 8 years of experience in compliance, particularly in Canadian Securities and Financial...
moomooTorontoworkable.com
As we continue to scale, we are seeking to expand our team with a dynamic Senior Compliance Officer.
About the Role
We are seeking an experienced and hands-on Senior Compliance Officer to join our growing Compliance team. Reporting to the Chief...
2 similar jobs: Ottawa, London
BANXAToronto
America Compliance Officer. This is a foundational role where you will ensure the integrity of our 37+ US state licenses and Canadian MSB registration, with a direct impact on our mission to bridge traditional and digital finance.
Key Responsibilities...
MercorTorontocareers-page.com
Mercor is recruiting Compliance Officers as independent contractors working on a research project for one of the world’s top AI companies. This project involves using your professional experience to design questions related to your occupation...
BMO FinancialToronto
as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer for the operating group and is accountable to meet all program requirements (e.g., Operating Group Compliance Program, AML Program Framework).
• Builds...
BMO FinancialToronto
as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer for the operating group and is accountable to meet all program requirements (e.g., Operating Group Compliance Program, AML Program Framework).
Builds...
BMO FinancialToronto
including regulators, providing verbal and written responses to requests for positions, action plans, information and/or documentation.
May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer...
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