Compliance Officer Jobs
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Search Results - Compliance Officer Jobs
Natixis Corporate & Investment Banking-Montréal
At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our...
Harbourfront Wealth Management-Burlington
At Harbourfront Wealth Management Inc., Our head office is in downtown Vancouver with over 20 branches across Canada.
We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program...
Hopper-Vancouver
About the job
Hopper’s Legal and Compliance team is looking for a Compliance Officer to lead all compliance functions across all of Hopper’s consumer and B2B business units, including Hopper’s licensed payments entity (Hopper Money).
Hopper’s...
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Harbourfront Wealth Management-Ottawa
20 branches across Canada.
Career opportunity:
We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be based out of either our head office...
Alpaca-Toronto
Your Role:
We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to play a foundational role in the creation and registration of a new CIRO Dealer Member acting as a registered introducing/carrying broker. This position...
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Harbourfront Wealth Management-Saanich
20 branches across Canada.
Career opportunity:
We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be based out of either our head office...
US Tech Solutions-London
submissions (e.Clarifax, Notice of Non-Compliance [NON], and Notice of Deficiency [NOD]) in a timely manner.
Engage with other J&J functions and global regulatory teams to facilitate regulatory activities.
Apply appropriate regulatory submission standards...
Harbourfront Wealth Management-London
20 branches across Canada.
Career opportunity:
We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be based out of either our head office...
US Tech Solutions-Toronto
submissions (e.Clarifax, Notice of Non-Compliance [NON], and Notice of Deficiency [NOD]) in a timely manner.
Engage with other J&J functions and global regulatory teams to facilitate regulatory activities.
Apply appropriate regulatory submission standards...
Harbourfront Wealth Management-Vancouver
20 branches across Canada.
Career opportunity:
We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be based out of either our head office...
US Tech Solutions-Ottawa
submissions (e.Clarifax, Notice of Non-Compliance [NON], and Notice of Deficiency [NOD]) in a timely manner.
Engage with other J&J functions and global regulatory teams to facilitate regulatory activities.
Apply appropriate regulatory submission standards...
Harbourfront Wealth Management-Burlington
20 branches across Canada.
Career opportunity:
We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be based out of either our head office...
Robert Half-Toronto
We are offering a long term contract employment opportunity for a Compliance Officer to join our team in the Credit Union industry. In this role, you will be tasked with clearing high-risk member review backlogs, refreshing and reviewing KYC...
roberthalf.com -
Harbourfront Wealth Management-Toronto
20 branches across Canada.
Career opportunity:
We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be based out of either our head office...
Harbourfront Wealth Management-Kelowna
20 branches across Canada.
Career opportunity:
We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be based out of either our head office...
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