Compliance Officer Jobs in Montréal
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Search Results - Compliance Officer Jobs in Montréal
SGS Société Générale de Surveillance SAMontréalappcast.io
and futures licensing.
• Experience with Investment Advisor registration.
• Working knowledge of SEC EDGAR.
• Must be able to work effectively with other compliance officers and partners in the business lines and support functions.
• Other experience...
National BankMontréal
Bachelor’s degree and 7 to 10 years of experience
Be a mutual fund representative (MFR)
Be a Branch Compliance Officer (BCO)
Extensive experience in team management and coaching
Expertise in banking services, the advisory approach and business development...
Canadian Investment Regulatory OrganizationMontréalappcast.io
are required: Canadian Securities Course, and the Conduct and Practices Handbook for Securities Industry Professionals
• The following courses are an asset: Derivatives Fundamental Course, Investment Dealer Supervisors Course and Chief Compliance Officers...
National BankMontréal
and report to the Chief Compliance Officer and risk Management. Our team stands out for its regulatory expertise and its ability to innovate in risk management. Our goal is to offer you maximum flexibility to promote your quality of life.
This includes...
SGS Société Générale de Surveillance SAMontréalappcast.io
partenaires, directeurs et cadres supérieurs*
• Cours pour Responsable de la Conformité (Chief Compliance Officer)
• Note : ces formations sont proposées par l’Institut canadien des valeurs mobilières (Canadian Securities Institute).
Compétences...
National BankMontréal
Compliance Officer (BCO)
Extensive experience in team management and coaching
Expertise in banking services, the advisory approach and business development.
Knowledge of financing, investment and insurance services offered in a bank.
Ability to motivate...
Financière Sun LifeMontréaljobillico.com
Compliance Officers Course Exam Registered as a branch manager within the last 3 years LOMA or LLQP designation, or obtained within first 6 months of hire University degree with minimum of 7 years of related...
Liberty Mutual CanadaMontréalworkable.com
Assistant Vice President, Legal Counsel
Department: Legal & Compliance
Location: Toronto
Reports To: SVP, Chief Counsel & Chief Compliance Officer
Company Overview:
Liberty Mutual Canada is the Canadian operation of Liberty Mutual Insurance...
AmazonMontréalamazon.jobs
in incorporating our safety standards at their respective site(s). If chosen for the position, you will work with internal and external partners to maintain and enhance the safety of operations. Coordination with onsite physical security, vendors, compliance...
TD BankMascouche, 24 km from Montréalappcast.io
operational improvement, and professionalism**Job Requirements:**• Undergraduate degree and/or over 5 years of relevant experience• Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course• A strategic thinker with extensive knowledge of advanced...
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