Compliance Officer Jobs in Montréal
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Search Results - Compliance Officer Jobs in Montréal
Natixis Corporate & Investment Banking-Montréal
At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our...
Dialectica-Montréal
and compliance officers and lead compliance calls.
• Identify training needs & organize the development and implementation of training programs for CST and CP team members
• Escalate compliance related issues to Senior Management; Gather feedback from senior...
workable.com -
PWL Capital Inc-Montréal
Wealth Management, with more than 90 employees.
Location: Hybrid, office presence required once a month in Ottawa or Montreal
Type: Permanent, Full-Time
Team: Compliance Team
Position Summary
PWL is searching for a Compliance Officer to join...
appcast.io -
TD-Mascouche, 24 km from Montréal
that builds productivity, innovation, operational improvement, and professionalism.
Job Requirements: Undergraduate degree and/or over 5 years of relevant experience.
Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course.
A strategic thinker...
Rochford Recherche de Cadres | Executive Search-Montréal
Officer, the Senior Manager, Compliance is responsible for developing and updating compliance policies and procedures and monitoring the operations of a mutual fund dealer/financial planning firm registered with the Autorité des Marchés financiers (AMF...
Resource Productivity and Recovery Authority-Toronto, 500 km from Montréal
to-day operational management of the Senior Compliance Officers. This includes managing team resources, directing and overseeing the successful execution of compliance activities under:
• the Resource Recovery and Circular Economy Act, 2016 (RRCEA...
Crédit Agricole Group-Montréal
Summary:
Reporting to the CACIB Americas Chief Compliance Officer, the Head of Compliance CASO will be primarily in charge of deploying and ensuring that the CASO’s compliance framework is in line with local regulatory expectations.
Besides...
appcast.io -
National Bank-Montréal
execution, risk management, regulatory compliance and branch operating procedures Act as the Business Unit Compliance Officer (AUMR) to supervise all mutual fund representatives (SCRs) Develop a lasting relationship with the branch's...
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