Compliance Officer Jobs in Montréal
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Search Results - Compliance Officer Jobs in Montréal
St-Amour & Associates, Senc.-Montréal
The main responsibility of the Compliance Officer is to ensure adherence to the compliance and ethics rules applicable. He/she monitors the activities of the client's local entity and is also responsible for developing a dynamic at the Group level...
Iaawg-Montréal
and their impact on activities and results. They will evaluate the sector’s risk profile and verify its adherence to its expected risk appetite and tolerance, reporting to the sector’s senior management, the Chief Risk Officer and the Chief Compliance Officer...
appcast.io -
Thales Group-Montréal
mitigation recommendations, preparing compliance statements, and drafting and preparing contracts and related agreements. The successful candidate will work with the Director of Legal & Contracts / Compliance Officer to ensure legal compliance and governance...
Phillips & Cohen Associates, Ltd.-Montréal
the implementation of the Compliance Management System.
• Oversees regulatory and service-level compliance initiatives and develops and manages all related activities.
• Organizes, assigns and audits Compliance Officer methods, strategies, and effectiveness...
Administration portuaire de Montréal-Montréal
applications and select appropriate technical options.
Ensure optimal integration and utilization of new applications in the MPA’s technological environment.
Develop full application test plans and act as a compliance officer for test procedures, including...
Vaco-Montréal
Our Client:
Our client, a prominent leader in the financial regulatory industry, is seeking a Senior Compliance Officer. This position is essential for maintaining the integrity and accuracy of financial reporting within the regulatory framework...
Intact Financial-Montréal
Prepare and provide compliance training and presentations for employees.
Prepare management reports for the Chief Compliance Officer and regulatory reports.
Stay up to date on and ensure the firm’s compliance with new securities laws and regulations...
National Bank-Laval, 11 km from Montréal
with and enforce established rules of engagement related to customer segmentation, referral, transaction execution, risk management, regulatory compliance, and branch operating procedures
• Act as the Administrative Unit Compliance Officer (RCUA) to oversee all...
COGIR Immobilier-Mercier, 26 km from Montréal
namely young people, seniors, cultural diversity and the environment.
Office(s) available: Brossard and/or Montreal.
POSITION DESCRIPTION: Reporting to the Chief Compliance Officer, the Compliance Analyst will be responsible for performing daily review...
Banque Nationale du Canada-Montréal
execution, risk management, regulatory compliance and branch operating procedures
• Act as the Business Unit Compliance Officer (AUMR) to supervise all mutual fund representatives (SCRs)
• Develop a lasting relationship with the branch's customers, through...
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