Compliance Officer Jobs in Montréal
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Search Results - Compliance Officer Jobs in Montréal
Natixis NY Branch-Montréal
At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our...
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HSBC Bank Canada-Montréal
by managing compliance risk in liaison with the Head of Group Compliance, Regional Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources are in place and training is provided, fostering a compliance...
Natixis Corporate & Investment Banking-Montréal
At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our...
Gammon International Real Estate Corporation-Vancouver, 3681 km from Montréal
and resolve client or regulatory complaints, ensuring proper documentation and corrective actions.
• Ensure compliance with anti-money laundering (AML) regulations and develop proper reporting procedures.
• As the brokerage’s Privacy Officer under the Privacy...
QUANTEAM - North America (RAINBOW PARTNERS Group)-Montréal
expert consultants, representing 35 different nationalities, collaborates across 10 international offices: Paris, Lyon, New York, Montreal, London, Brussels, Geneva, Lisbon, Porto and Casablanca.
We are looking for a Compliance officer specialised...
Rochford Recherche de Cadres | Executive Search-Montréal
Officer, the Senior Manager, Compliance is responsible for developing and updating compliance policies and procedures and monitoring the operations of a mutual fund dealer/financial planning firm registered with the Autorité des Marchés financiers (AMF...
Crédit Agricole Group-Montréal
Summary:
Reporting to the CACIB Americas Chief Compliance Officer, the Head of Compliance CASO will be primarily in charge of deploying and ensuring that the CASO’s compliance framework is in line with local regulatory expectations.
The Head...
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TD Bank-Montréal
opportunity, ensuring timely communication of issues and inspiring good working relationships across TD.
Job Requirements:
• Undergraduate degree and/or over 4 years of relevant experience.
• Completion of Branch Compliance Officer (BCO) and IFIC or CSC...
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TD Bank-Mascouche, 24 km from Montréal
and regulations.
11. Cultivate a positive and customer-focused work environment.
Job Requirements:
1. Undergraduate degree and/or over 5 years of relevant experience.
2. Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course
3. Extensive knowledge...
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