Compliance Officer Jobs in Toronto
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Search Results - Compliance Officer Jobs in Toronto
Manulife-Toronto
Reports To: Asia Chief Compliance Officer, with a matrix reporting line to the Global Chief Anti-Money Laundering Officer. On an interim basis there will be a matrix reporting relationship to the Asia Chief Risk Officer.
This position has extensive...
Equitable Group-Toronto
Compliance Officer, Sanctions is responsible for ensuring the Bank’s compliance with international and local sanctions regulations, such as those set by Global Affairs Canada, the Office of Foreign Assets Control (OFAC), the United Nations (UN), the European...
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AlpacaJapan Co., Ltd-Toronto
Your Role:
We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to play a foundational role in the creation and registration of a new CIRO Dealer Member acting as a registered introducing/carrying broker. This position...
WonderFi-Toronto
team member fully engaged in any project that demands attention. Our office culture is not only about hard work but also about fostering a sense of camaraderie.
Role Description:
We are seeking a motivated and dynamic Compliance Officer to join our...
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OTT Financial Group-Toronto
Join to apply for the Chief Compliance Officer role at OTT Financial Group
OTT Pay Inc. is an established, fully funded fintech company focused on delivering streamlined financial payment solutions. With a strategic focus on both acquiring...
Robert Half-Toronto
We are searching for a diligent Compliance Officer to join our team in Toronto, Ontario. As a Compliance Officer, you will play a crucial role in ensuring our company adheres to legal standards and in-house policies.
You will be responsible...
roberthalf.com -
Community Trust Company-Toronto
to contribute to community causes
Work with diverse team members in an inclusive and collaborative environment
We’re looking for our next Chief Compliance Officer (CCO). Could it be you?
In line with Questrade’s mission to ensure Canadians can take more control...
IFG - International Financial Group-Toronto
We are seeking an AML Compliance Officer for 6 months contract, responsible for ensuring the organization's adherence to Anti-Money Laundering (AML) regulations and policies. This role involves monitoring transactions, conducting investigations...
Bank of America-Toronto
issues or concerns, including the communication of emerging compliance and operational risk.
Serve as the Designated Privacy Officer (DPO) for Canada.
Managerial Responsibilities
This position may also have responsibilities for managing associates...
Thunder Bay-Toronto
possible infractions; responds to all calls-for service and determines appropriate action. Assists MLEO I (Cadet) and MLEO II (Compliance Officer) where court action results, or where appropriate and required.
• Assists MLEO IV Coach Officers in licensing...
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Resource Productivity and Recovery Authority-Toronto
to-day operational management of the Senior Compliance Officers. This includes managing team resources, directing and overseeing the successful execution of compliance activities under:
• the Resource Recovery and Circular Economy Act, 2016 (RRCEA...
Loop Financial-Toronto
as the Chief Privacy Officer (“CPO”), Chief Anti-Money Laundering Officer (“CAMLO”) and Chief Compliance Officer (“CCO”) for Loop and our regulated subsidiaries. You will be expected to obtain and maintain any necessary requirements to maintain these positions...
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Royal Bank of Canada-Toronto
Complaints and Settlement Reporting System (ComSet)
• Work with Compliance, the branch compliance officers and other internal teams to understand and response to the regulatory complaints and aid in the resolution of complaints.
• Effectively communicate...
rbc.com -
Financeit-Toronto
Information Technology, other control functions, and regulators.
This position will report to the Chief Compliance Officer.
What you’ll do:
• Implementing and monitoring a comprehensive enterprise-wide information security risk management program
• Establishing...
workable.com -
Royal Bank of Canada-Toronto
management and the Chief Compliance Officer, Capital Markets Compliance (Canada), as appropriate; - Assisting with conflict monitoring, testing and associated activities for trading and communications surveillance conducted by the Canadian Control Room...
rbc.com -
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