Compliance Officer Jobs in Toronto
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Search Results - Compliance Officer Jobs in Toronto
Goldrush Gaming Group-Toronto
Compliance Manager/ Senior Compliance Officer/ Compliance Officer
Direct Reporting Line: Managing Director / Compliance Manager
• Experience and Educational requirements or similar position.
• Strong knowledge of industry processes...
Alpaca-Toronto
Your Role:
We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to play a foundational role in the creation and registration of a new CIRO Dealer Member acting as a registered introducing/carrying broker. This position...
appcast.io -
Peakhill Capital-Toronto
in ground up and value-add projects in Canada and the United States.
We are seeking a self-motivated, entrepreneurial and dynamic General Counsel/Chief Compliance Officer to join our executive team. This is a new, dual role. The GC/CCO will be responsible...
Scotiabank-Toronto
Title: Senior Compliance Officer, Mutual Fund Dealer Compliance
Requisition ID: 215145
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Purpose
The incumbent will join an ambitious, results...
appcast.io -
Marsh & McLennan Companies-Toronto
at least three days a week in the office.
As the Chief Compliance Officer of Marsh and Mercer Canada, you will act as a compliance resource for colleagues, including providing guidance with respect to adherence to Corporate Policies, applicable federal...
Scotiabank-Toronto
Title: Compliance Officer, Governance & Strategy - Global Compliance Trade Surveillance
Requisition ID: 210731
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Purpose
The objective...
appcast.io -
The Crypto Recruiters-Toronto
We are seeking an energetic and detail-oriented Compliance Officer to join our growing Compliance team. Reporting to the Compliance Director, this role provides an excellent opportunity to develop skills across AML compliance functions, including...
UnionPay International-Toronto
team of the headquarter in Shanghai, China.
The Legal & Compliance Officer will focus on the rules and regulatory compliance demands of card scheme and payment operations. Internally, this position will support UnionPay’s headquarter and business staff...
Litens Automotive Group-Toronto
as a Import Export Compliance Officer. At Litens, you can make an impact. We’ve purposefully cultivated a supportive and flexible environment that gives everyone the opportunity to succeed. Litens offers a competitive and people-first approach to compensation...
Peakhill Capital-Toronto
in ground up and value-add projects in Canada and the United States.
We are seeking a self-motivated, entrepreneurial and dynamic General Counsel/Chief Compliance Officer to join our executive team. This is a new, dual role. The GC/CCO will be responsible...
BMO Financial Group-Toronto
the business unit as the AML Reporting Officer (AMLRO) and complies with all requirements of the AMLRO Handbook.
Represents the business unit as the Business Unit Compliance Officer (BUCO) and complies with all requirements of the BUCO program.
Represents...
Financeit-Toronto
of Financeit’s Anti-Money Laundering (“AML”) Program. The goal is to properly mitigate money laundering and terrorist financing risks, and to ensure compliance with relevant AML legislation.
You are a subject matter expert on AML for the entire company...
workable.com -
Royal Bank of Canada-Toronto
meetings and provide insight and collaboration to identify, confirm and opine on action plans to improve control testing and testing results
What do you need to succeed?
Must have:
• Licensed as Branch Compliance Officer (BCO) for at least two years...
rbc.com -
Aviso Wealth-Toronto
the financial services industry
• Experience as a Branch Compliance Officer, Branch Manager, Branch Auditor, Compliance Officer, or Financial Advisor in a mutual fund dealer or investment dealer firm is preferred
• Sound knowledge of the rules and regulations...
workable.com -
Royal Bank of Canada-Toronto
is the opportunity?
As an integral member of the Compliance Shared Services team, the Manager, Compliance Testing will help to support the local Chief Compliance Officers in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management...
rbc.com -
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