Compliance Officer Jobs in British Columbia
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Search Results - Compliance Officer Jobs in British Columbia
BJRC Recruiting-Vancouver
Chief Compliance Officer
Our Client
• A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies.
Responsibilities
• Lead compliance efforts for CIRO-registered broker-dealer...
BJRC Recruiting-Vancouver
Chief Compliance Officer
Our Client
~ A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies.
Responsibilities
Lead compliance efforts for CIRO-registered broker-dealer...
The City of Maple Ridge-Maple Ridge
Compliance Officer to join our team. This role is responsible for enforcing the City's regulatory bylaws, which includes activities such as education, issuing tickets, adjudication, remedial actions, and court proceedings to address non-compliance...
appcast.io -
BJRC Recruiting-Vancouver
Chief Compliance Officer Our Client ~ A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies. Responsibilities Lead compliance efforts for CIRO-registered broker-dealer...
BJRC Recruiting-Vancouver
Familiarity with CIRO broker-dealer requirements, NRD, and back-office systems.
Completion of Chief Compliance Officer qualifying exams (PDO, Supervisor).
Strong leadership, communication, and organizational skills.
Bachelor's degree in finance, business...
BJRC Recruiting-Vancouver
Chief Compliance Officer Our Client ~ A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies. Responsibilities Lead compliance efforts for CIRO-registered broker-dealer...
Duquesne Light Company-New Westminster
Hybrid, Corporate Headquarters at 411 Seventh Avenue
Job Summary : Duquesne Light Company (Company) seeks a Chief Compliance Officer to lead the important compliance functions as an electric utility regarding the North American Electric...
BJRC Recruiting-Vancouver
Chief Compliance Officer Our Client ~ A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies. Responsibilities Lead compliance efforts for CIRO-registered broker-dealer...
Scotiabank-Kelowna
client relationships focused on excellent service and growth
• Mutual funds sales license
• Completion of the CIFP Diploma in Financial Planning or equivalent
• Educational requirements to assume the role of Branch Compliance Officer
What’s in it for you...
appcast.io -
BJRC Recruiting-Vancouver
Chief Compliance Officer Our Client ~ A rapidly growing, independent financial firm offering comprehensive financial services across various sectors and geographies. Responsibilities Lead compliance efforts for CIRO-registered broker-dealer...
The Headhunters Recruitment-Vancouver
departments.
• Supervise a Compliance Officer and champion institutional priorities with integrity.
• Develop and deliver engaging training and education programs on compliance and risk.
• Act as a thought partner to stakeholders and stay ahead of emerging...
Aviso Wealth-Vancouver
about what Aviso has to offer at www.aviso.ca.
The Opportunity:
We’re looking for a Compliance Officer to join our Compliance team.
Reporting to the Senior Manager, Branch Examination, the Compliance Officer is responsible for conducting onsite...
workable.com -
Royal Bank of Canada-Vancouver
a team of engineers, developers and program leads in leveraging data across RBC to be used in helping Compliance officers and technology leaders better understand, monitor, and manage risks at RBC. You will be responsible for applying Generative AI...
rbc.com -
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