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Compliance Officer Jobs in Nova Scotia

1 - 3 of 3
1 - 3 of 3
Search Results - Compliance Officer Jobs in Nova Scotia
Scotiabank-Halifax
Terrorist Financing, FCAC, FATCA, Know Your Customer requirements, CDIC and Occupational Health & Safety.  11.  Thorough knowledge of Mutual Funds Compliance Officer responsibilities, processes and guidelines. Location(s): Canada : Nova Scotia : Halifax...
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RBC-Cape Breton
and Retirement Quebec) Completed Branch Compliance Officer course offered by the Canadian Securities Institute, or ability to write an exam within 4 months of start date Entrepreneurial business acquisition mindset Nice-to-have Experience in both business...
TD-Cape Breton
and/or over 5 years of relevant experience  •  Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course  •  A strategic thinker with extensive knowledge of advanced investing and credit processes, policies, programs, and systems to provide tactical...
1 similar jobs: Halifax

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