Governance & Controls, and Compliance Analyst Tester - 81549-1
Governance & Controls, and Compliance Analyst Tester
Start/End Dates: 12/2/2024 - 8/1/2025Work Location (Tax): 81 Bay 34th Floor
Job Title: Professional - Professional Exception, Governance and Compliance
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Target Start Date: November 25, 2024 // Start is likely to be first week of DecemberDuration: 8 months (to July 31, 2025)
Remote/Hybrid: 1-2 days onsite // Every Monday and the first Friday of every month. There may be a conference or townhall that happens quarterly and held on a non-scheduled in-office day. The resource may need to be onsite for these events as well
Office Location: 81 Bay 34th FloorWork Schedule (hours per week, start time): 37.5 Hours/week, 9-5 Monday to Friday // Start and end time can be adjusted but approved by manager first.
Description:
Reporting to the Director, PCB (People, Culture & Brand) Governance & Controls, the Consultant, PCB Governance & Controls will support the business on effective management of operational and business risks within PCB. A key aspect of the role is to execute all key control testing activities for PCB in accordance with the Bank's Control Framework and The Bank Control & Deficiency Management Policy.In addition, the Consultant will have advance knowledge of key controls, control description structure, operational risk taxonomy and understanding of control attributes/metadata. The incumbent will be a collaborative, hands-on consultant in dealing with key partners on risks, key controls, non-key controls and/or deficiencies related to existing Processes, Policies and other Initiatives.
Must Have Requirement:
- Very strong analytical skills ***Note to suppliers - Please list examples in matrix how candidates reviewed controls to improve them
- Minimum 5 years of Key control testing experience (different than IT/UAT testing)
- Support creation and update of key and non-key controls
- control descriptions
- test questions
- control attributes/metadata
- Experience with:
○ Financial Process Controls (FPC/SOX)
○ Operational Process Controls (OPC)
○ Regulatory Compliance Management Controls (RCM)
○ Sustainability testing- Experience hosting walkthrough meetings with control performers
- Analyze risks, processes, controls and artifacts to assess control design and operating effectiveness
Strong Nice to Haves:
- Work Experience at an accounting firm using FPC/SOX controls
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