Senior Manager - Regulatory Compliance Management
Robert Half Toronto
We are looking for an experienced Senior Manager Auditor to join our team in Toronto, Ontario. This is a contract position ideal for professionals with a strong background in compliance and regulatory auditing. The successful candidate will play a key role in conducting audits, validating regulatory findings, and ensuring adherence to enterprise-wide risk management practices.
Responsibilities:
- Perform comprehensive audits to assess compliance with regulatory requirements and company policies, RCM OSFI E-13.
- Validate regulatory findings and ensure proper remediation measures are implemented.
- Conduct risk-based internal audits with a focus on compliance and conduct risk.
- Collaborate with Canadian and US audit teams to execute enterprise-wide audit initiatives.
- Analyze and evaluate risks related to enterprise conduct and regulatory compliance.
- Develop detailed audit reports and present findings to senior management.
- Provide recommendations to improve compliance and risk management processes.
- Stay updated on changes in regulatory requirements and ensure their integration into auditing practices.
- Support the organization in achieving its compliance objectives through effective audit testing.
S.i. SystèmesToronto
management oversight across strategic business units, product groups and regions to identify, measure, monitor and control risk while ensuring compliance with regulatory requirements. As Consultant, Capital Markets Risk Management (CMRM) Governance...
Royal Bank of CanadaToronto
learning experiences that drive business results and support the development of our people.
As a critical member of the Learning Enablement team, you’ll help us manage our regulatory compliance and operations risk across the Learning & Leadership ecosystem...
BMO Financial GroupToronto
Date limite pour présenter sa candidature : 08/09/2025 Adresse : 33 Dundas Street West Groupe de famille d'emploi : Gestion des activités This role is on in site/in person 4 days a week at...