Compliance Officer Jobs in Ottawa
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Search Results - Compliance Officer Jobs in Ottawa
Norfolk County-Ottawa
As well as ensuring regulatory compliance of Norfolk County’s water and wastewater systems.
Duties and Responsibilities:
• The position will be responsible for the upkeep and refinement of the Drinking Water Quality Management System (DWQMS) through data...
workable.com -
Employment and Social Development Canada-Ottawa
Management pillars in the Emergency Management Act.
The Emergency Management Operations Branch has various positions that include three (3) different streams:
1. Analyst & Compliance Officer—Passenger Protect Program Operations Centre
• Conduct research...
appcast.io -
Royal Bank of Canada-Ottawa
Financial Planner (CFP) designation
• Branch Compliance Officer (BCO) designation
• Investment Funds in Canada (IFIC) or Canadian Securities Course (CSC) designation
• Minimum 3-5 years sales management/leadership experience
• Proven track record of managing...
rbc.com -
National Bank-Ottawa
execution, risk management, regulatory compliance and branch operating procedures Act as the Business Unit Compliance Officer (AUMR) to supervise all mutual fund representatives (SCRs) Develop a lasting relationship with the branch's...
Royal Bank of Canada-Ottawa
Financial Service Advice and Financial Planning I)
• Completed Branch Compliance Officer course offered by the Canadian Securities Institute, or ability to write an exam within 4 months of start date
• Entrepreneurial business acquisition mindset
Nice...
rbc.com -
National Bank-Gatineau, 12 km from Ottawa
procedures
Act as the Business Unit Compliance Officer (AUMR) to supervise all mutual fund representatives (SCRs)
Develop a lasting relationship with the branch's customers, through various activities aimed at customer acquisition and retention
Optimize...
People Corporation-Toronto, 345 km from Ottawa
a seasoned and highly motivated risk professional to join our team. As VP Risk and Compliance, you will report to the Chief Legal, Risk & Compliance Officer and lead activities related to the Corporation’s Enterprise Risk Management (ERM) framework...
National Bank-Gatineau, 12 km from Ottawa
management, regulatory compliance and branch operating procedures · Act as the Business Unit Compliance Officer (AUMR) to supervise all mutual fund representatives (SCRs) ·
Anime Universe, INC-Toronto, 345 km from Ottawa
Wisconsin Deputy Chief Compliance Officer - Remote Head of Legal and Compliance, North America Vice President of Compliance - Remote (US) Associate Director Contracts Country Lead, Remote Germany Executive Director, Senior Commercial Counsel United States...
Allianz Popular SL.-Toronto, 345 km from Ottawa
ompliance activities and investigations in line with general guidelines set by the Global Head of Legal & Compliance and / or Global Compliance Officer ; Participat ing in Compliance meetings and provid ing support on compliance reviews conducted...
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