Compliance Officer - Robert Half

We are looking for a skilled Compliance Officer to join our team on a contract basis. Based in Toronto, Ontario, this role focuses on managing high-risk member periodic reviews and ensuring compliance with credit union regulations. The successful candidate will work remotely and play a crucial part in maintaining regulatory standards and addressing compliance backlogs.

• Conduct detailed reviews of member information and transactions to identify potential compliance filings.
• Update and refresh member data as part of the periodic review process.
• Document findings thoroughly to support compliance monitoring and reporting procedures.
• Analyze transaction patterns to detect unusual activities and escalate issues as necessary.
• Collaborate with the client's Compliance Manager to ensure adherence to regulatory standards.
• Utilize systems such as Navaera to perform transaction monitoring and case investigations.
• Apply customer risk rating methodologies and recommend actions based on updated data and risk assessments.
• Maintain meticulous attention to detail when reviewing and documenting compliance activities.