Compliance Officer Jobs in London
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Search Results - Compliance Officer Jobs in London
Raymond James Ltd.-London-
Raymond James Ltd. seeks a Compliance Officer specializing in Product Risk to navigate regulatory frameworks. This full-time, 12-month contract is ideal for seasoned compliance specialists. As a key player, you will oversee compliance for various...
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Scotiabank-London-appcast.io-
Compliance Officer
Benefits
• You are in a key leadership role that is recognized by the Bank with a comprehensive compensation plan.
• Ability to make a lasting impact on both the branch staff and the customers.
• An inclusive culture where we value...
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TopHat HR-London-
of interviewing at TopHat HR by 2x
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Senior Director, Legal - Commercial Banking
VP, Chief Compliance Officer & Associate General Counsel
Senior Legal Counsel Alternatives, Global Asset Management...
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Hastings District Council-London-appcast.io-
and legal enforcement actions
• Provide coaching and guidance to compliance officers
• Ensure compliance decisions meet legislative standards
• Oversee compliance responsibilities from Cyclone Gabrielle
Requirements:
• Significant experience in compliance...
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moomoo-London-workable.com-
operations.
Reporting to the Chief Compliance Officer (“CCO”) and working closely with the Chief Anti-Money Laundering Officer (“CAMLO”), the Compliance Analyst helps ensure that the firm’s activities comply with applicable requirements established...
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Hastings District Council-London-appcast.io-
including prosecutions where required.
• Providing leadership, coaching and technical guidance to compliance officers.
• Ensuring investigations and enforcement decisions meet legislative requirements and recognised best practice.
• Overseeing key...
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